WebApr 6, 2024 · The Series 9 exam is one hour and 30 minutes long, has 55 questions and costs $130. The Series 10 exam is four hours long, has 145 questions and costs $175. Eligibility requirements include: Sponsorship from and association with a FINRA member or SRO. A passing grade on the SIE exam. A passing grade on the Series 7 exam. 11. … WebThe examination (also called the “Series 66”) is designed to qualify candidates as both securities agents and investment adviser representatives. The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients. The examination consists of 100 multiple-choice ...

EXAMS - NASAA

WebRepresentative (Series 7) examination is 72. FINRA determines the passing score for each examination based on a process known as standard setting, which assesses a number of factors, ... (Series 26), Financial and Operations … WebMar 21, 2024 · The Series 7 exam also serves as a prerequisite to other securities exams, such as Series 24, Series 26, and Series 31. Attempts Allowed for the Series 7 Exam. If a candidate does not pass the Series 7 exam on their first attempt, FINRA allows them to re-take the exam after 30 days. lab city nl

Series 26 Definition - Investopedia

WebSep 29, 2005 · The 26 is a limited principal’s license – limited to supervising series 6 reps. So, if your bank only has 6’s then that’s all you’d need. Aug 18, 2005 4:49 pm WebOption 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that … WebThe official name of the Series 26 test is the Investment Company Products Variable Contracts Limited Principal Qualification Examination. Series 26 Exam Study Guide with … lab civils \\u0026 roofing